Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Fleming is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Patrick has been in the financial services industry since March 31, 2020. Patrick holds Series 63, 66 and 7TO securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
03/26/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
08/16/2023 - 12/05/2023
HORACE MANN INVESTORS, INC. (CHARLOTTE NC)
NC
03/25/2021 - 12/19/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
PA
11/16/2018 - 10/23/2020
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BOTH
Issued 04/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/16/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/09/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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