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Patrick Ryan Dennis

Tiaa-Cref Individual & Institutional Services, LLC

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About Patrick Ryan Dennis

Patrick Ryan Dennis is an investment advisor representative and registered with Tiaa-Cref Individual & Institutional Services, LLC in Little Rock, AR. Patrick has been working in the securities industry since 2005. Patrick holds the Series 63, Series 65, Series 7 and Series 31 licenses. Patrick also holds the Securities Industry Essentials Examination (SIE). Patrick is registered with the following states: Arkansas, Colorado, Georgia, Maryland, New York, North Carolina, Ohio, South Carolina, Texas and Wyoming.

Firm Information

Patrick Dennis is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Patrick Dennis’s Registration & Firm History

AR

01/19/2016 - Present

Tiaa-Cref Individual & Institutional Services, LLC (LITTLE ROCK AR)

AR

06/01/2009 - 10/19/2015

MORGAN STANLEY (LITTLE ROCK AR)

AR

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (LITTLE ROCK AR)

AR

07/27/2005 - 04/02/2007

MORGAN STANLEY DW INC. (LITTLE ROCK AR)

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Licenses & Designations

IA

Issued 09/02/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/25/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 07/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Patrick Ryan Dennis. Review regulatory record here.
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