Unclaimed
Patrick Barker is a financial advisor with Northwestern Mutual Investment Services, LLC. Patrick has been in the financial industry for over 18 years. Patrick is registered to provide investment advice and sell securities in 35 states, including Massachusetts, California and New York. Patrick's main office is located in Boston, MA. Patrick has passed the Series 6, Series 7 and the Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MA
11/01/2005 - Present
Northwestern Mutual Investment Services, LLC (BOSTON MA)
BC
Issued 11/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/31/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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