Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Kilcooley is a financial professional with over 25 years of experience in the industry. Patrick is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously been registered with firms such as TJM Investments, LLC, MND Partners, Inc., Auriga USA, LLC, Hapoalim Securities USA, Inc., VDM Institutional Brokerage, LLC, Lehman Brothers Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Mayer & Schweitzer, Inc., and Charles Schwab & Co., Inc. Patrick holds a variety of licenses, including Series 7, Series 63, Series 66, Series 25, Series 55, and Series 57TO, as well as the SIE. Patrick is a registered Investment Advisor Representative in New Jersey. Patrick has experience serving various clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/09/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUMMIT NJ)
NY
03/27/2013 - 09/15/2022
TJM INVESTMENTS, LLC (NEW YORK NY)
NY
02/26/2013 - 04/08/2013
MND PARTNERS, INC. (NEW YORK NY)
NY
07/18/2011 - 06/07/2012
AURIGA USA, LLC (NEW YORK NY)
NY
09/21/2009 - 07/18/2011
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
04/13/2004 - 09/21/2009
VDM INSTITUTIONAL BROKERAGE, LLC (NEW YORK NY)
NY
10/05/2000 - 04/14/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
10/13/1998 - 10/17/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
CT
08/26/1997 - 10/28/1998
MAYER & SCHWEITZER, INC. (STAMFORD CT)
TX
08/09/1996 - 10/15/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 12/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2015
Series 25 - NYSE Trading Assistant Examination
BC
Issued 12/08/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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