Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Richard Denis is a securities professional with over 20 years of experience in the financial services industry. Patrick has a strong background in investments and is currently registered with Alliancebernstein Investments, Inc.. Patrick holds a Series 6, 7, and 63 securities license, as well as the SIE exam. Patrick is registered in Michigan and Wisconsin. Patrick was previously registered with Hartford Life Distributors, LLC. Patrick is committed to providing clients with personalized financial advice and investment guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/09/2011 - Present
Alliancebernstein Investments, Inc. (NEW YORK NY)
CT
11/17/2003 - 12/06/2011
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
BC
Issued 11/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/15/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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