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Patrick Ralph Trucchio

H.c.wainwright & CO., LLC

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About Patrick Ralph Trucchio

Patrick Ralph Trucchio is a registered representative with H.c.wainwright & Co., LLC. Patrick has been in the industry since August 2005. Patrick has passed the Series 7, 63, 86, 87, 57, 99 and SIE exams. Currently Patrick is licensed in New York. In the past, Patrick was affiliated with Berenberg Capital Markets LLC, Wells Fargo Securities, LLC, BMO Capital Markets Corp., Fidelity Brokerage Services LLC, and Joseph Stevens & Company, Inc.

Firm Information

Patrick Trucchio is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Trucchio’s Registration & Firm History

NY

05/12/2020 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

NY

09/22/2017 - 05/06/2020

BERENBERG CAPITAL MARKETS LLC (NEW YORK NY)

NY

10/29/2015 - 09/29/2017

WELLS FARGO SECURITIES, LLC (NEW YORK NY)

NY

08/06/2007 - 08/06/2015

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

05/10/2006 - 08/07/2007

FIDELITY BROKERAGE SERVICES LLC (GARDEN CITY NY)

NY

01/12/2005 - 01/10/2006

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 01/21/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/01/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/11/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Ralph Trucchio.
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