Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Phan is a financial professional with experience in the financial services industry. Patrick is currently registered with Northwestern Mutual Investment Services, LLC, which is headquartered in Milwaukee, WI. Patrick holds the Series 63, Series 6TO, and SIE licenses. Previously, Patrick was affiliated with J.P. Morgan Securities LLC in San Mateo, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
05/17/2024 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
CA
04/04/2019 - 09/04/2020
J.P. MORGAN SECURITIES LLC (SAN MATEO CA)
BC
Issued 06/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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