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Patrick Nugent

Schwab Wealth Advisory, Inc.

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About Patrick Nugent

Patrick Nugent is a financial advisor with over 20 years of experience in the financial services industry. Patrick currently works with Schwab Wealth Advisory, Inc., a firm that provides wealth management services. Previously, Patrick was registered with USAA FINANCIAL ADVISORS, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Patrick has a broad range of experience in various financial fields. Patrick has a Series 7 and Series 66 licenses, and is registered in multiple states.

Firm Information

Patrick Nugent is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Patrick Nugent’s Registration & Firm History

AZ

01/04/2021 - Present

Schwab Wealth Advisory, Inc. (Phoenix AZ)

AZ

04/29/2011 - 07/29/2019

USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)

AZ

02/12/1999 - 04/26/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)

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Licenses & Designations

IA

Issued 09/10/2012

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 03/10/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Patrick Nugent.
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