Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Norris is an investment advisor representative with Steward Partners Investment Advisory, LLC. Patrick has been in the industry since 2017, and holds the Series 66, Series 7 and SIE licenses. Patrick's previous experience includes positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Comfort Keepers and Bank of America, N.A. Patrick specializes in providing financial consulting, financial planning, and portfolio management for individuals. Patrick is registered with the following state regulatory authorities: Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Maryland, Michigan, Minnesota, Montana, Nevada, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/10/2024 - Present
Steward Partners Investment Advisory, LLC (WALNUT CREEK CA)
CA
09/30/2017 - 07/24/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
BOTH
Issued 04/18/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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