Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Broome is a financial advisor with LPL Financial LLC and has been in the industry since January 31, 2007. Patrick is licensed in Mississippi and Texas. Patrick previously worked for NATIONAL PLANNING CORPORATION, SECURITIES AMERICA, INC., THE LEADERS GROUP, INC., MUTUAL SERVICE CORPORATION, and PFS INVESTMENTS INC. Patrick has passed the Series 6, Series 7, Series 63, Series 66 and SIE exams. Patrick is registered with the Financial Industry Regulatory Authority (FINRA). Patrick offers a variety of financial services including financial planning, portfolio management for businesses, and portfolio management for individuals. Patrick has experience working with high-net-worth individuals, corporations, and pension and profit-sharing plans. Patrick is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
11/29/2017 - Present
LPL Financial LLC (FLOWOOD MS)
MS
02/04/2013 - 11/29/2017
NATIONAL PLANNING CORPORATION (Flowood MS)
MS
05/04/2012 - 02/07/2013
SECURITIES AMERICA, INC. (RIDGELAND MS)
MS
08/19/2009 - 05/04/2012
THE LEADERS GROUP, INC. (FLOWOOD MS)
MS
01/07/2008 - 08/24/2009
MUTUAL SERVICE CORPORATION (RIDGELAND MS)
GA
01/31/2007 - 01/09/2008
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 07/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/30/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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