Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Morrissey is a financial advisor with Kestra Advisory Services, LLC. Patrick has been in the financial services industry since 1995. Patrick holds the Series 7, Series 26, Series 63, and Series 66 licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 1993. Patrick is registered in several states and is also an investment advisor representative with Kestra Advisory Services, LLC. Patrick has worked with several other firms including Woodbury Financial Services, Inc., NYLIFE Securities LLC, Princor Financial Services Corporation, PPI Employee Benefits Corporation, Auerbach, Pollak & Richardson Inc., GKN Securities Corp., and A. R. Baron & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
04/18/2016 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
CT
01/31/2008 - 05/04/2012
WOODBURY FINANCIAL SERVICES, INC. (GLASTONBURY CT)
CT
11/14/2003 - 01/28/2008
NYLIFE SECURITIES LLC (CLINTON CT)
IA
12/11/2002 - 06/06/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CT
07/06/1998 - 12/17/2002
PPI EMPLOYEE BENEFITS CORPORATION (MIDDLETOWN CT)
CT
04/17/1997 - 11/18/1997
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
NY
05/17/1995 - 04/29/1997
GKN SECURITIES CORP. (NEW YORK NY)
NY
06/15/1994 - 06/07/1995
A. R. BARON & CO., INC. (NEW YORK NY)
NY
02/10/1994 - 06/14/1994
D. H. BLAIR & CO., INC. (NEW YORK NY)
BOTH
Issued 04/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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