Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Sweeney is a financial advisor with UBS Financial Services Inc. Patrick has over 7 years of experience in the financial services industry. Patrick is registered with the state of California and holds Series 66, SIE and Series 7 licenses. Patrick has a background in finance and has worked with a variety of clients, including high-net-worth individuals, corporations and institutions. Patrick specializes in providing financial planning, investment management, and retirement planning services. Patrick also provides guidance on other investment and financial strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/13/2023 - Present
UBS Financial Services Inc. (Palo Alto CA)
CA
01/28/2022 - 06/22/2023
EDWARD JONES (SACRAMENTO CA)
CA
11/14/2019 - 01/28/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SACRAMENTO CA)
CA
05/28/2019 - 07/24/2019
HILLTOP SECURITIES INC. (Roseville CA)
CA
06/03/2016 - 10/01/2018
MORGAN STANLEY (SACRAMENTO CA)
BOTH
Issued 07/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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