Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Rotondo is a financial advisor who has been active in the financial industry since September 16, 1997. Patrick is currently registered with LPL Financial LLC in Pennsylvania and New Jersey. Patrick previously worked with Citigroup Global Markets Inc., Janney Montgomery Scott LLC, Commerce Capital Markets, Inc., and Delaware Distributors, L.P. in Pennsylvania. Patrick holds Series 6, 7, 63 and 65 licenses, and the SIE exam. Patrick's firm LPL Financial LLC is based in Fort Mill, South Carolina and has over $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/19/2015 - Present
LPL Financial LLC (LAFAYETTE HILL PA)
PA
11/02/2007 - 05/29/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
PA
01/12/2004 - 11/13/2007
JANNEY MONTGOMERY SCOTT LLC (BLUE BELL PA)
PA
08/14/2001 - 01/07/2004
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
PA
09/04/1997 - 08/29/2001
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
IA
Issued 01/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Rotondo is the right advisor for you? Invested Better is here to help.
