Invested Better
Unclaimed

Unclaimed

Unclaimed

Patrick Michael Ray

Nationwide Investment Services Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Patrick? Claim Your Profile

About Patrick Michael Ray

Patrick Ray is a financial professional with over 20 years of experience in the financial services industry. Patrick holds multiple licenses and certifications including Series 6, Series 26 and Series 63 licenses. Patrick is currently registered with Nationwide Investment Services Corp. and holds active registrations in Connecticut, Massachusetts, New York and Pennsylvania. Patrick's primary office is located in Troy, NY.

Firm Information

Patrick Ray is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Patrick Ray’s Registration & Firm History

NY

03/03/2003 - Present

Nationwide Investment Services Corp. (TROY NY)

Not sure if Patrick Michael Ray is right for you?

Licenses & Designations

BC

Issued 12/07/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Michael Ray.
Not sure if Patrick Michael Ray is right for you?