Unclaimed
Patrick Ray is a financial professional with over 20 years of experience in the financial services industry. Patrick holds multiple licenses and certifications including Series 6, Series 26 and Series 63 licenses. Patrick is currently registered with Nationwide Investment Services Corp. and holds active registrations in Connecticut, Massachusetts, New York and Pennsylvania. Patrick's primary office is located in Troy, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/03/2003 - Present
Nationwide Investment Services Corp. (TROY NY)
BC
Issued 12/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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