Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Michael Obrien is a financial advisor with Franklin Distributors, LLC, located in San Mateo, California. Patrick has been in the financial services industry since 1996. Patrick is licensed to sell securities in California, Connecticut, Florida, Massachusetts, and New York. He holds Series 6, 7, and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/07/2022 - Present
Franklin Distributors, LLC (San Mateo CA)
CA
07/07/2021 - 02/03/2022
FRANKLIN DISTRIBUTORS, LLC (Rancho Cordova CA)
CA
11/10/2010 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)
FL
10/04/2005 - 08/31/2006
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
CA
06/16/1995 - 03/31/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
10/25/1993 - 05/12/1994
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
05/20/1992 - 10/25/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
FL
10/22/1990 - 05/27/1992
LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)
BC
Issued 06/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/23/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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