Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Michael Mendenhall is a financial advisor at U.S. Capital Wealth Advisors, LLC. Patrick has been in the financial services industry since 1983 and is registered with FINRA. Patrick is a Registered Investment Advisor (RIA) with the state of Texas and holds a Series 63, 65, 7, 8, 9, 10 and 24 licenses. Patrick has a long history of experience in the industry. Previously, Patrick worked at UBS Financial Services Inc. and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (HOUSTON TX)
TX
08/16/1990 - 08/17/2009
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
05/22/1989 - 08/21/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
01/22/1986 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
12/23/1983 - 01/31/1986
SHEARSON LEHMAN BROTHERS INC.
NA
01/13/1984 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
10/20/1982 - 12/21/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/19/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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