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Patrick Michael McKeon

Archipelago Securities LLC

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About Patrick Michael McKeon

Patrick McKeon is a financial professional with over two decades of experience in the industry. Patrick is currently registered with Archipelago Securities LLC in New York, New York. Patrick has previously held roles at Tullett Prebon Financial Services LLC, TD Prime Services LLC, Battenkill Capital, Inc. and McKeon Brothers, LLC. Patrick has a strong foundation in the financial industry and has passed a number of exams, including the Series 7, Series 66, Series 24, Series 4, Series 55, Series 57TO and Series 7TO. Patrick is currently registered in New York to conduct business.

Firm Information

Patrick McKeon is currently registered with Archipelago Securities LLC. Archipelago Securities LLC is a Limited Liability Company formed on September 23, 1999. The firm is registered in California, Georgia, Illinois, Mississippi, New Jersey, and New York. They have one approved SEC registration and six approved state registrations. Archipelago Securities LLC has reported six Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick McKeon’s Registration & Firm History

NY

09/12/2022 - Present

Archipelago Securities LLC (New York NY)

NY

03/16/2020 - 09/11/2020

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

12/01/2008 - 03/11/2020

TD PRIME SERVICES LLC (NEW YORK NY)

VT

01/03/2007 - 01/07/2009

BATTENKILL CAPITAL, INC. (MANCHESTER CENTER VT)

NY

10/08/1998 - 01/03/2007

MCKEON BROTHERS, LLC (OYSTER BAY NY)

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Licenses & Designations

BC

Issued 01/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/09/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/06/2022

Series 4 - Registered Options Principal Examination

BC

Issued 03/15/2022

Series 24 - General Securities Principal Examination

BC

Issued 03/15/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/15/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/12/2008

Series 7 - General Securities Representative Examination

BC

Issued 12/25/1995

Series 7B - Floor Broker Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Patrick Michael McKeon. Review regulatory record here.
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