Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick McGowan is a financial professional with over 20 years of experience in the financial services industry. Patrick is currently registered with Foreside Fund Services, LLC, and has previously worked with ALPS Distributors, Inc., MetLife Securities Inc., New England Securities, Walnut Street Securities, Inc., MetLife Investors Distribution Company, Metropolitan Life Insurance Company, PFS Investments Inc., Instinet Corporation, The Island ECN, Island Execution Services, LLC, ICapital Markets LLC, and Smith Barney Inc. Patrick has a strong track record of success in providing clients with financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/16/2014 - Present
Foreside Fund Services, LLC (New York NY)
NY
08/07/2008 - 12/31/2014
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NJ
06/06/2006 - 06/23/2008
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
06/06/2006 - 06/23/2008
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
06/06/2006 - 06/23/2008
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NJ
06/06/2006 - 03/17/2008
METLIFE INVESTORS DISTRIBUTION COMPANY (ISELIN NJ)
NJ
06/06/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
GA
05/13/2005 - 05/27/2005
PFS INVESTMENTS INC. (DULUTH GA)
NY
02/20/2003 - 06/09/2003
INSTINET CORPORATION (NEW YORK NY)
NJ
11/20/2002 - 06/09/2003
THE ISLAND ECN (JERSEY CITY NJ)
NY
04/30/2002 - 06/09/2003
ISLAND EXECUTION SERVICES, LLC (NEW YORK NY)
NE
09/01/1998 - 04/30/2002
ICAPITAL MARKETS LLC (OMAHA NE)
GA
06/17/1997 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
GA
07/17/1996 - 12/31/1996
PFS INVESTMENTS INC. (DULUTH GA)
NY
01/19/1995 - 03/09/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
11/02/1994 - 12/06/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
NY
08/25/1994 - 11/01/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NY
07/18/1994 - 09/15/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/19/1994 - 09/06/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
08/05/1994 - 08/19/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
BC
Issued 08/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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