Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Michael Keating is a Los Angeles-based financial advisor who has been active in the industry since 2007. Patrick is currently registered with American Century Investment Services Inc. and previously worked for DFA Securities LLC and Assante Capital Management Inc. He is a Series 7, 7TO, 24, and 66 licensed representative. Patrick's specializations include advising clients on a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/23/2019 - Present
American Century Investment Services Inc. (LOS ANGELES CA)
CA
02/04/2003 - 08/21/2015
DFA SECURITIES LLC (SANTA MONICA CA)
CA
11/21/2002 - 01/06/2003
ASSANTE CAPITAL MANAGEMENT INC. (SAN JOSE CA)
BOTH
Issued 08/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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