Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Michael Hoch is a registered representative with Stifel, Nicolaus & Company, Inc. in Lake Forest, Illinois. Patrick Michael Hoch has been in the securities industry since October 29, 1986. Patrick Michael Hoch has been registered with Stifel, Nicolaus & Company, Inc. since April 30, 2007. Previously, Patrick Michael Hoch was registered with Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Prudential-Bache Securities Inc. and Thomson McKinnon Securities Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/30/2007 - Present
Stifel, Nicolaus & Company, Inc. (LAKE FOREST IL)
IL
04/02/2007 - 04/20/2007
MORGAN STANLEY & CO., INCORPORATED (LAKE FOREST IL)
IL
02/04/1991 - 04/02/2007
MORGAN STANLEY DW INC. (LAKE FOREST IL)
NY
08/25/1989 - 02/05/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
10/24/1986 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 03/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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