Unclaimed
Patrick Garland is a financial professional with a focus on securities, holding registrations with FINRA and National Financial Services LLC. Patrick has been working in the industry since 2022 and has a strong foundation in general securities, having passed the Series 7, Series 63, and SIE exams. Their current employer, National Financial Services LLC, is an active Broker-Dealer and inactive Investment Advisor. Before joining National Financial Services LLC, Patrick worked at Fidelity Brokerage Services LLC. Patrick Garland is dedicated to providing clients with a comprehensive range of financial services tailored to their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
04/19/2023 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
01/27/2022 - 03/10/2023
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 02/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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