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Patrick Michael Garland

National Financial Services LLC

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About Patrick Michael Garland

Patrick Garland is a financial professional with a focus on securities, holding registrations with FINRA and National Financial Services LLC. Patrick has been working in the industry since 2022 and has a strong foundation in general securities, having passed the Series 7, Series 63, and SIE exams. Their current employer, National Financial Services LLC, is an active Broker-Dealer and inactive Investment Advisor. Before joining National Financial Services LLC, Patrick worked at Fidelity Brokerage Services LLC. Patrick Garland is dedicated to providing clients with a comprehensive range of financial services tailored to their specific needs.

Firm Information

Patrick Garland is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Garland’s Registration & Firm History

RI

04/19/2023 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

01/27/2022 - 03/10/2023

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 02/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Michael Garland.
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