Unclaimed
Patrick Ferris is a financial professional with over 16 years of experience in the industry. Patrick currently works at Equitable Distributors, LLC, where they have been employed since 2006. Patrick is registered with FINRA and holds Series 6, Series 26 and Series 63 licenses. Patrick is also registered with the state securities regulators in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/11/2006 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 11/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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