Unclaimed
Patrick Dunn is a registered representative with Robinhood Securities, LLC and Robinhood Financial, LLC. He is licensed to provide investment advice in all 50 states and the District of Columbia. Patrick has been in the securities industry since 2007. He holds Series 3, 4, 7, 24, 63, and 66 licenses. Patrick also holds the SIE designation. He is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/12/2023 - Present
Robinhood Securities, LLC (Denver CO)
CO
01/28/2021 - 08/17/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
IN
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (INDIANAPOLIS IN)
TN
08/03/2007 - 02/26/2018
SCOTTRADE, INC. (KINGSPORT TN)
BOTH
Issued 04/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2022
Series 4 - Registered Options Principal Examination
BC
Issued 07/23/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/02/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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