Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Michael Dowden is a registered representative with Raymond James & Associates, Inc. Patrick has been in the securities industry since 1999. Patrick has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., PRUDENTIAL SECURITIES INCORPORATED, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Patrick is licensed to sell securities in Connecticut, Florida, Georgia, Indiana, Louisiana, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, South Carolina, Texas, and Virginia. Patrick is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (GARDEN CITY NY)
NY
03/08/2006 - 09/11/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
CT
04/29/2005 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
MA
10/20/2004 - 05/03/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/18/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/15/2000 - 12/19/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
04/02/1999 - 02/24/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/02/1999 - 02/24/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
10/22/1998 - 04/01/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 06/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/14/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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