Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Ciummo is a financial advisor registered with Charles Schwab & CO., Inc. Patrick Ciummo has been working in the financial industry for over 10 years, having been registered with various other firms previously, such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, WTS Proprietary Trading Group LLC and Cantella & Co., Inc.. Patrick Ciummo holds a Series 66, Series 10, Series 24, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 license and is registered in numerous states including California, Connecticut, Delaware, Florida, Maine, Massachusetts, Michigan, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
RI
08/05/2022 - Present
Charles Schwab & CO., Inc. (Glendale RI)
RI
01/06/2015 - 07/22/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
NY
05/20/2014 - 11/06/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
MA
07/28/2011 - 05/20/2014
CANTELLA & CO., INC. (BOSTON MA)
BOTH
Issued 11/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/27/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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