Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Michael Carter is a registered representative with Vanguard Marketing Corp., a firm based in Scottsdale, Arizona. Patrick Michael Carter obtained his Series 7 and Series 63 licenses in 2016 and has been actively registered with the Financial Industry Regulatory Authority (FINRA) since that time. Patrick Michael Carter also holds the Securities Industry Essentials (SIE) license. Patrick Michael Carter's current employment with Vanguard Marketing Corp. began in September of 2016. Patrick Michael Carter's professional career began in October 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
10/11/2016 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 10/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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