Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Michael Carroll is a registered representative and investment advisor representative with Centaurus Financial, Inc. Patrick has been in the securities industry since 1996. Patrick is licensed in 14 states and has a variety of specializations in the financial industry. Patrick's office is located in Cadillac, Michigan. He is also affiliated with Legend Equities Corporation, American United Life Insurance Company and AUL Equity Sales Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
05/18/2018 - Present
Centaurus Financial, Inc. (CADILLAC MI)
MI
08/06/1998 - 09/19/2006
LEGEND EQUITIES CORPORATION (CADILLAC MI)
IN
01/11/1996 - 12/20/2000
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
01/11/1996 - 12/31/1997
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
IA
Issued 07/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Carroll is the right advisor for you? Invested Better is here to help.
