Unclaimed
Patrick Michael Brown is a securities professional with over 20 years of experience in the industry. Patrick has a strong background in trading and investment banking. Currently, Patrick is registered with TP Icap Global Markets Americas LLC and is licensed to conduct business in New Jersey. Prior to joining TP Icap Global Markets Americas LLC, Patrick was previously employed by Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., and Prebon Securities (USA) Inc. Patrick is a Series 7 and SIE licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/03/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
07/26/2006 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
08/16/2002 - 06/13/2007
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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