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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Michael Ball is an investment advisor representative at Morgan Stanley. Patrick has been in the financial industry since 2005. Patrick is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Patrick is registered to provide investment advisory services in multiple states, including Texas and Utah. Patrick has passed the Series 65, Series 66, Series 7, Series 9, Series 10, Series 24, Series 4, Series 52, and Series 53 exams. Patrick has a broad range of experience working with individuals, corporations, investment companies, insurance companies, and charitable organizations. Patrick is also a registered principal at Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
12/19/2014 - Present
Morgan Stanley (SOUTH JORDAN UT)
UT
01/03/2006 - 10/14/2014
E*TRADE SECURITIES LLC (SANDY UT)
NJ
09/13/2005 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
IA
Issued 12/18/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/12/2014
Series 4 - Registered Options Principal Examination
BC
Issued 05/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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