Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Alfano is a financial advisor with LPL Financial LLC. Patrick has been in the financial services industry for over 15 years. Patrick has Series 6, 7, 63, and 65 licenses and has completed the SIE exam. Patrick is registered in over 20 states and offers a variety of financial services, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CO
01/04/2018 - Present
LPL Financial LLC (GREENWOOD VILLAGE CO)
CO
09/02/2015 - 08/17/2017
SECURIAN FINANCIAL SERVICES, INC. (Greenwood Village CO)
MA
05/01/2014 - 08/21/2015
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
07/06/2012 - 05/01/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
CO
07/19/2010 - 06/11/2012
VICTORY CAPITAL ADVISERS, INC. (CENTENNIAL CO)
CO
04/01/2009 - 07/07/2010
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CA
02/18/2008 - 02/04/2009
ING FINANCIAL ADVISERS, LLC (GLENDALE CA)
IA
Issued 10/12/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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