Unclaimed
Patrick McGowan is an investment advisor representative with Nuveen Asset Management, LLC. Patrick has been in the securities industry since 2006 and has experience working with corporations or other businesses, high-net-worth individuals, and individuals other than high-net-worth. Patrick McGowan is registered with the state of Illinois. Patrick is a registered representative and an investment advisor representative and has passed the Series 7, Series 63, and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
05/14/2019 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
07/08/2010 - 11/14/2018
DWS DISTRIBUTORS, INC. (CHICAGO IL)
IL
04/21/2006 - 10/26/2009
TJM INVESTMENTS, LLC (CHICAGO IL)
IA
Issued 05/10/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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