Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Mullen is an investment advisor representative with over 30 years of experience in the financial services industry. Patrick is currently registered with Raymond James Financial Services Advisors, Inc. and has a strong track record of providing personalized financial advice and investment management services to individual clients, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
09/26/2018 - Present
Raymond James Financial Services Advisors, Inc. (Montgomery AL)
AL
06/01/2009 - 07/29/2009
MORGAN STANLEY SMITH BARNEY (MONTGOMERY AL)
AL
01/02/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MONTGOMERY AL)
GA
01/13/1995 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
02/25/1994 - 01/13/1995
SMITH BARNEY INC. (NEW YORK NY)
GA
01/27/1992 - 03/08/1994
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
BC
Issued 01/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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