Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Martin Moffitt is a financial advisor with Mizuho Securities USA LLC. Patrick Moffitt has been working in the financial industry since August 12, 2022. Prior to joining Mizuho Securities USA LLC, Patrick Moffitt was with RBC Capital Markets, LLC. Patrick Moffitt holds the Series 63, Series 79TO, and SIE licenses. Patrick Moffitt is registered in 52 states and the District of Columbia. Patrick Moffitt has been with Mizuho Securities USA LLC since February 7, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
02/07/2024 - Present
Mizuho Securities USA LLC (HOUSTON TX)
TX
08/08/2022 - 02/01/2024
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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