Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Patricio is a financial professional with over 20 years of experience in the industry. Patrick has a wide range of experience in the financial services industry, including roles at Morgan Stanley & Co., Incorporated, Deutsche Morgan Grenfell Inc., and Natixis Securities North America Inc. Patrick is currently a registered representative with Wallachbeth Capital LLC and is licensed to offer securities in several states. Patrick holds several licenses and certifications, including Series 7, Series 3, Series 4, Series 24, Series 55, Series 63, Series 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/24/2015 - Present
Wallachbeth Capital LLC (WEST CALDWELL NJ)
NY
07/28/2014 - 08/07/2015
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NY
09/29/2010 - 07/29/2014
MILLER TABAK + CO., LLC (NEW YORK NY)
NY
06/11/2009 - 02/08/2010
FTN EQUITY CAPITAL MARKETS CORP. (NEW YORK NY)
NY
09/05/2006 - 10/21/2009
NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
NY
03/18/1999 - 06/06/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
12/21/1995 - 07/11/1997
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
IA
Issued 04/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2014
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/19/1999
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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