Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Malone Schloss is a financial advisor at Nuveen Securities, LLC, based in Los Angeles, CA. He is a registered representative with FINRA and holds Series 7, 24, 66, 79TO, 99TO, and SIE licenses. Patrick has over 20 years of experience in the securities industry, having previously worked for Nicholas-Applegate Securities LLC. He is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/21/2005 - Present
Nuveen Securities, LLC (LOS ANGELES CA)
CA
07/11/2002 - 09/22/2003
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
BOTH
Issued 11/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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