Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Vaughan has been in the financial services industry since 2001. Patrick is currently registered with Fidelity Brokerage Services LLC, a firm with a strong reputation in the financial services industry. Patrick has a broad range of experience and is licensed to conduct securities business in all states. Patrick has earned the Series 7 and Series 63 licenses. Patrick holds the SIE exam credential.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
06/15/2009 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
01/01/2008 - 02/23/2009
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MA
07/28/2004 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
RI
08/03/2001 - 08/04/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 08/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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