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Patrick M Rodgers

Pershing LLC

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About Patrick M Rodgers

Patrick Rodgers is a financial professional with over 13 years of experience in the financial services industry. Patrick has a strong background in securities, having held positions at both Edward Jones and Pershing LLC. Patrick holds several licenses and qualifications, including Series 66, Series 7TO, Series 7, and the SIE exam. Patrick's experience and qualifications allow Patrick to provide a wide range of financial services to clients. Patrick is currently registered with Pershing LLC in Jersey City, New Jersey.

Firm Information

Patrick Rodgers is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patrick Rodgers’s Registration & Firm History

NJ

05/29/2021 - Present

Pershing LLC (JERSEY CITY NJ)

PA

01/31/2007 - 07/24/2007

EDWARD JONES (PITTSBURGH PA)

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Licenses & Designations

BOTH

Issued 02/15/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/29/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/26/2021

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patrick M Rodgers.
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