Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Dugan is an investment advisor representative currently associated with Hightower Advisors, LLC, where Patrick has been registered since May 2017. Patrick has been in the financial services industry since September 30, 2008. Patrick has been registered with the Securities and Exchange Commission (SEC) and/or FINRA as a broker since September 29, 2008. Patrick previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Patrick has passed the SIE, Series 7, and Series 66 exams. Patrick holds FINRA Series 7, SIE, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
LA
09/12/2018 - Present
Hightower Advisors, LLC (New Orleans LA)
LA
10/12/2009 - 05/24/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW ORLEANS LA)
FL
06/01/2009 - 11/06/2009
MORGAN STANLEY SMITH BARNEY (WEST PALM BEACH FL)
FL
09/30/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WEST PALM BEACH FL)
BOTH
Issued 10/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Dugan is the right advisor for you? Invested Better is here to help.
