Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Louis Horneman is a financial advisor registered with Prospera Financial Services, Inc. based in Belmont, NC. Patrick has been in the financial industry since October 30, 2007. Patrick holds a Series 6, Series 63, and SIE license. Patrick specializes in investment advisory services, financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
NC
01/11/2016 - Present
Prospera Financial Services, Inc. (Belmont NC)
NC
01/09/2013 - 01/12/2016
CAPITAL GUARDIAN, LLC (BELMONT NC)
FL
10/17/2012 - 12/21/2012
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
NC
02/24/2011 - 09/11/2012
ROLLOVER SECURITIES (CHARLOTTE NC)
NC
08/27/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/10/2005 - 12/07/2007
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 01/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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