Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Leif Horn is a financial advisor with over 27 years of experience in the industry. Patrick is currently registered with Cetera Investment Advisers LLC. Prior to this role, Patrick has worked with other firms such as First Allied Securities, Inc., Pacific West Securities, Inc., Brookstreet Securities Corporation, and others. Patrick holds the Series 7, Series 63, Series 65, SIE, and Series 99TO licenses and is a Certified Financial Planner. Patrick is a specialist in providing financial planning services to individuals, businesses, and corporations.
LAKE FOREST, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/12/2020 - Present
Cetera Investment Advisers LLC (LAKE FOREST CA)
CA
02/03/2012 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (IRVINE CA)
CA
07/06/2007 - 02/03/2012
PACIFIC WEST SECURITIES, INC. (IRVINE CA)
CA
10/26/2004 - 07/13/2007
BROOKSTREET SECURITIES CORPORATION (NEWPORT BEACH CA)
NY
03/19/2003 - 10/28/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
11/01/2001 - 12/12/2002
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
MN
01/12/2001 - 11/12/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MO
09/28/1999 - 02/23/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
CA
09/22/1998 - 09/30/1999
E*OFFERING (SAN FRANCISCO CA)
NY
08/07/1995 - 08/17/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
IA
Issued 8/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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