Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Lee Russell is a financial advisor with over 30 years of experience in the financial services industry. He has held positions at several prominent firms, including Wells Fargo Securities, LLC, Wachovia Securities, LLC, RBC Dain Rauscher Inc., Tucker Anthony Incorporated, and PNC Capital Markets, Inc. Patrick currently works as an Investment Banker at RBC Capital Markets, LLC where he has been since July 2022. Patrick holds a variety of licenses and certifications, including Series 7, 24, 52, 53, 57, 79, 99, and SIE. He is registered to provide financial advice in North Carolina. Patrick specializes in providing a wide range of financial services, including portfolio management, financial planning, and pension consulting. Patrick is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
07/25/2022 - Present
RBC Capital Markets, LLC (Charlotte NC)
NC
07/01/2003 - 05/06/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
05/23/2003 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/02/2002 - 04/21/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
07/08/1999 - 01/14/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
PA
08/01/1990 - 07/06/1999
PNC CAPITAL MARKETS, INC. (PITTSBURGH PA)
BC
Issued 11/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2012
Series 24 - General Securities Principal Examination
BC
Issued 12/11/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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