Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Moore is a financial advisor with UBS Financial Services Inc., a firm with more than $50 billion in assets under management. Patrick has been in the financial services industry since 1992, and has worked at several firms, including Credit Suisse Securities (USA) LLC, Lehman Brothers Inc., and Morgan Stanley DW Inc. Patrick specializes in helping individuals, corporations, and institutions achieve their financial goals. Patrick holds several licenses, including the Series 7, Series 31, and Series 66, and has earned the SIE exam certification. Patrick is registered with the Securities and Exchange Commission (SEC) and with several state securities regulators. Patrick is a Registered Representative of UBS Financial Services Inc. Patrick is a member of FINRA and SIPC. Patrick provides financial planning, pension consulting, educational seminars, and portfolio management services. Patrick is also a Registered Investment Advisor (RIA) and can provide investment advisory services to clients. Patrick is committed to providing his clients with personalized financial advice and strategies tailored to their individual needs. Patrick is an experienced and knowledgeable financial advisor who can help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
11/17/2015 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
08/21/2008 - 12/09/2015
CREDIT SUISSE SECURITIES (USA) LLC (DALLAS TX)
TX
08/05/2005 - 09/05/2008
LEHMAN BROTHERS INC. (DALLAS TX)
NY
07/27/2000 - 08/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
10/16/1996 - 08/02/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/15/1993 - 10/10/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/08/1992 - 10/29/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
10/30/1992 - 01/01/1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC. (EL PASO TX)
BOTH
Issued 5/3/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/7/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Patrick Moore is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
