Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Lee Beaman is a financial advisor with over 27 years of experience in the financial services industry. Patrick is currently registered with UBS Financial Services Inc. and has previously worked for firms such as Transamerica Capital, Inc., Invesco Distributors, Inc., Neuberger Berman LLC, Neuberger Berman Management LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Hartford Equity Sales Company Inc., Aetna Investment Services, LLC, American General Financial Advisors, Inc., and The Variable Annuity Marketing Company. Patrick holds several licenses, including Series 6, 7, 26, 63, 65, and 66. Patrick specializes in providing financial advice to a variety of clients, including individuals, businesses, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
02/03/2022 - Present
UBS Financial Services Inc. (NASHVILLE TN)
CO
01/06/2020 - 12/03/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
TX
06/09/2011 - 05/31/2019
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
03/11/2011 - 06/07/2011
NEUBERGER BERMAN LLC (NEW YORK NY)
GA
12/18/2008 - 06/07/2011
NEUBERGER BERMAN MANAGEMENT LLC (ATLANTA GA)
LA
09/09/2005 - 07/15/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATON ROUGE LA)
CT
01/23/2002 - 08/01/2005
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
09/26/2000 - 10/10/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
TX
07/08/1998 - 08/28/2000
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
04/22/1993 - 08/28/2000
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
FL
09/09/1999 - 03/08/2000
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY (PALM BEACH GARDENS FL)
BOTH
Issued 06/28/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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