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Patrick Lawrence Toohers

Northwestern Mutual Investment Services, LLC

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About Patrick Lawrence Toohers

Patrick Lawrence Toohers is an investment advisor representative with Northwestern Mutual Investment Services, LLC based in RICHMOND, VA. Patrick has been in the industry since 2016. Patrick is registered with the state of Virginia and North Carolina. Patrick has passed exams Series 6, Series 7TO, Series 63, and Series 65. Patrick was previously employed by RAYMOND JAMES & ASSOCIATES, INC., ROYAL ALLIANCE ASSOCIATES, INC., and ADP BROKER-DEALER, INC.

Firm Information

Patrick Toohers is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Patrick Toohers’s Registration & Firm History

VA

09/14/2023 - Present

Northwestern Mutual Investment Services, LLC (RICHMOND VA)

VA

04/29/2021 - 07/28/2023

RAYMOND JAMES & ASSOCIATES, INC. (RICHMOND VA)

VA

01/10/2020 - 04/12/2021

ROYAL ALLIANCE ASSOCIATES, INC. (HENRICO VA)

NJ

08/12/2016 - 01/14/2020

ADP BROKER-DEALER, INC. (ROSELAND NJ)

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Licenses & Designations

IA

Issued 02/07/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/01/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/23/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patrick Lawrence Toohers.
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