Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Mauney is a financial advisor with Raymond James Financial Services Advisors, Inc. Patrick Mauney has been in the financial services industry since 1992. Patrick Mauney is registered with the state of North Carolina as an investment advisor representative and a broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (SHELBY NC)
MO
10/01/2000 - 11/26/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
05/28/1993 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
02/24/1993 - 05/28/1993
DOMINION INVESTMENT BANKING, INC.
NC
09/10/1992 - 03/02/1993
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
04/22/1992 - 07/02/1992
F.N. WOLF & CO., INC.
IA
Issued 06/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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