Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Lawrence Dean is a securities professional with over 10 years of experience in the financial services industry. Patrick has held positions at both Alvarez & Marsal Securities, LLC and Duff & Phelps Securities LLC. Patrick holds Series 63, SIE and Series 79 licenses and is registered in Arizona and New York. Patrick currently works at Alvarez & Marsal Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/10/2013 - Present
Alvarez & Marsal Securities, LLC (New York NY)
NY
10/19/2011 - 09/11/2013
DUFF & PHELPS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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