Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick L Sweeney is an investment advisor representative at First Trust Advisors LP. Patrick has been in the securities industry for over 2 years. Patrick has Series 7TO, SIE, and Series 66 licenses. First Trust Advisors LP is an investment advisor with offices in Wheaton, IL and Boston, MA. The firm provides advisory services such as portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
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2
IL
02/14/2025 - Present
First Trust Advisors LP (WHEATON IL)
MA
07/30/2021 - 11/29/2022
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (BOSTON MA)
BOTH
Issued 10/15/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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