Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Dailey is a financial advisor with over 25 years of experience in the industry. He currently works with Transamerica Financial Advisors, Inc. in RANCHO SANTA MARGARITA, CA. Patrick Dailey is licensed and registered to provide investment advice in California and Massachusetts. He is a Series 63 and 65 licensed representative and also has Series 4, 7, 24 and 52TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
01/09/2025 - Present
Transamerica Financial Advisors, Inc. (RANCHO SANTA MARGARITA CA)
NY
03/31/2019 - 09/01/2019
CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)
NY
01/04/2018 - 08/09/2018
CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)
CA
03/20/2015 - 07/20/2017
ACORNS SECURITIES, LLC (Irvine CA)
CA
05/13/2013 - 12/17/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
04/15/2013 - 04/22/2013
MB TRADING (EL SEGUNDO CA)
CA
07/10/2012 - 01/08/2013
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
PA
12/04/2008 - 07/09/2012
WESTERN INTERNATIONAL SECURITIES, INC. (JENKINTOWN PA)
CA
12/06/2000 - 10/20/2008
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
05/11/2005 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
FL
01/25/1999 - 12/07/2000
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CA
02/19/1998 - 01/19/1999
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
CA
07/14/1997 - 07/16/1997
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/13/1996 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
WI
02/15/1996 - 06/05/1996
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
NY
03/03/1995 - 01/22/1996
SMITH BARNEY INC. (NEW YORK NY)
NJ
06/20/1994 - 03/13/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 06/14/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/07/1998
Series 4 - Registered Options Principal Examination
BC
Issued 08/21/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Patrick Dailey is the right advisor for you? Invested Better is here to help.
