Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Leichliter is a financial advisor with Wells Fargo Clearing Services, LLC. Patrick has over 18 years of experience in the financial services industry and holds a variety of licenses and registrations, including Series 3, 4, 7, 9, 10, 24, 63, and 66. Patrick's previous experience includes roles at FIRST CLEARING, LLC, Ameriprise Financial Services, Inc., Scottrade, Inc., Wayne Hummer Investments L.L.C. and Focused Investments L.L.C. Patrick specializes in providing investment consulting services to institutional clients, as well as financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/27/2014 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
05/18/2012 - 02/25/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
05/03/2010 - 03/22/2012
AMERIPRISE FINANCIAL SERVICES, INC. (CHESTERFIELD MO)
MO
07/15/2003 - 04/13/2007
SCOTTRADE, INC. (ST. LOUIS MO)
IL
02/25/2003 - 06/03/2003
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
IL
10/06/2000 - 06/03/2003
FOCUSED INVESTMENTS L.L.C. (CHICAGO IL)
BOTH
Issued 11/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2017
Series 4 - Registered Options Principal Examination
BC
Issued 04/16/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/14/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2017
Series 3 - National Commodity Futures Examination
BC
Issued 04/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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