Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrick? Claim Your ProfilePatrick Kennedy Callaghan is a financial advisor with over 20 years of experience in the industry. Patrick is registered with Wells Fargo Clearing Services, LLC, and has a series 3, 7 and 63 license, as well as a Series 65 license. Patrick is also a Registered Investment Advisor (IA). Patrick’s previous experience includes working for Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Patrick has a total of 44 approved state registrations. Patrick has a number of specializations including: retirement planning, mutual funds and ETFs, financial planning, and investment strategies. Patrick is a valuable resource for individuals and families seeking financial guidance and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/16/2015 - Present
Wells Fargo Clearing Services, LLC (DEERFIELD IL)
IL
06/01/2009 - 01/27/2015
MORGAN STANLEY (DEERFIELD IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IL
03/10/1998 - 04/02/2007
MORGAN STANLEY DW INC. (RIVERWOODS IL)
IA
Issued 03/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1998
Series 3 - National Commodity Futures Examination
BC
Issued 03/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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